Posts Tagged ‘SEC’
Fraud, Securities Litigation - Wednesday, May 1, 2013 13:07 - 0 Comments
SEC Whistleblower Program Helps Keep Wall Street In Check
Recently an independent study found that more than one-third of hedge fund professionals have personally been pressured to break the law. Nearly half of those polled believe their competitors commit illegal acts and almost one-third have personally observed misconduct at their current place of employment. Fortunately, the SEC Whistleblower Program provides an incentive for those who witness financial corruption to do the right thing and inform the Securities and Exchange Commission (SEC). Almost nine out of 10 of those surveyed agreed they would report wrongdoing due to the protections afforded whistleblowers through the SEC’s program. Continue…
- Supreme Court Limits When SEC Can Levy Fraud Penalties
- SAC Affiliates To Pay $614 Million To Settle Insider Trading Charges
- Disclosure of Corporate Political Spending is Needed
- The SEC Is Affording Whistleblowers Greater Protection
- Securities Fraud Class Actions Declined In 2012
- SEC Charges Two KPMG Auditors
- SEC Charges TheStreet With Accounting Fraud
- JPMorgan And Credit Suisse Settle With SEC For $417 Million
- The SEC Is Criticized For Hedge Fund Advertising Rule
- The SEC Fines NYSE $5 Million
- Wells Fargo Pays $6.6 Million To Settle SEC Charges Over Mortgages
- SEC Sues Falcone And Claims Fund Misuse
- SEC Fraud Lawsuit Against Morgan Keegan Revived
- SEC Charges Firm With Using Advisory Client To Rescue Hedge Fund Client
- Citigroup Payouts Soaring In Hedge Fund Claims
- Judge Refuses To Approve Proposed Consent Judgment Involving Citgroup
- A Change In Settlement Language By The SEC
- The SEC Can Mandate Disclosure Of Corporate Political Spending
- Judge Rejects Citigroup Settlement
- Jere Beasley Report, April 2013
- Alabama to Receive $1,039,078 in Multi-State Settlement
- COSTCO Recalls Gold Coast Crab Dip
- Major Banks Assist In Payday Loans Banned By States
- Marc McHenry Hired As Investigator
- We Have Allowed A Culture Of Violence To Be Created In The U.S.
- Parting Words
- Closing Observations
- Favorite Bible Verses
- WSFA News Defenders Interviews
- Beasley Allen Hosts The Child Safety Helmet Giveaway
- SPLC Looks At How Payday And Title Loans Prey On Alabama’s Poorest
- Employee Spotlights
- Natura Pet Expands Recall Of Dry Pet Foods
- Winn-Dixie Recalls Organic Apple Juice On Mold Fears
- Manda Packing Recalling 468,000 Pounds Of Meat
- Carter’s Recalls Infant Clothings With Zippers Due To Choking Hazard
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