Wells Fargo was worth an estimated $240 billion – a value that will be negatively impacted over the coming months. Read more
The U.S. Securities and Exchange Commission (SEC) a win in its insider trading suit against the two men. Read more
The case is Pirnik v. Fiat Chrysler Automobile NV et al. in the U.S. District Court for the Southern District of New York. Read more
Shareholder Nicholas Pennington says in the suit that Tenet violated the Exchange Act by making misleading statements in its SEC filings. Read more
Jurors found that MetLife allowed Tony Russon, a former managing partner, to promote Friedman's fund during insurance sales meetings. Read more
The February agreement by Monsanto settled claims that the company misstated its earnings by not properly accounting for millions of dollars. Read more
Financial incentives in the form of whistleblower awards, as Congress recognized, are integral to promoting whistleblowing to the Commission. Read more
State Street Corp. will pay $530 million to resolve federal and proposed class claims that it overcharged customers on foreign exchange transactions. Read more
The SEC issued an order finding that Morgan Stanley failed to adopt written policies and procedures reasonably designed to protect customer data. Read more
I am pleased to report that the whistleblower program under the Securities and Exchange Commission (SEC) is working very well. In a clear sign of the increased awareness – and effectiveness... Read more
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