A whistleblower who provided information to the U.S. Securities and Exchange Commission (SEC) helped federal regulators recover millions of dollars in investor funds. For his efforts the whi... Read more
As I have consistently stated, the Alabama Securities Commission has done a tremendous job over the past ten years protecting Alabama investors. The following is the second of the three-part... Read more
For the first time, a federal appeals court has applied a broad definition of “crime victim” to financial fraud in the case of 112 borrowers in a Florida mortgage loan scam. This ruling will... Read more
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