Annual increases in reports submitted to the CFTC whistleblower program indicate that more people are becoming familiar with the program. Read more
JPMorgan, the largest U.S. bank by assets, admitted disclosure failures from 2008 to 2013 related to two units that manage money. Read more
With the Citigroup settlement, the CFTC said it has imposed more than $5 billion in penalties in 17 actions against banks and brokers. Read more
The Director of the Whistleblower Office for the U.S. Commodity Futures Trading Commission (CFTC) wants to strengthen the agency’s whistleblower program. Christopher Ehrman, who left the U.S... Read more
Mondelez and Kraft allegedly bought $90 million of the December 2011 contracts – tantamount to a six-month supply – never intending to take delivery. Read more
The U.S. Supreme Court has declined to review a Second Circuit Court of Appeals decision that rejected the claims of a group of former MF Global Inc. customers that said PricewaterhouseCoope... Read more
Former MF Global executives, including former New Jersey Gov. Jon Corzine, will pay $64.5 million to settle claims that they cheated investors by touting the brokerage’s financial heal... Read more
Penalties imposed on financial institutions totaled more than $7.8 billion in the first quarter of 2015, up 73 percent from the prior quarter, according to data released last month by the Co... Read more
A New York federal judge has approved settlements by hedge fund Moore Capital Management LP and Joseph Welsh, a former MF Global Inc. broker, totaling nearly $100 million. The settlement was... Read more
Acting Chairman Mark Wetjen of the Commodity Futures Trading Commission (CFTC) announced last month that the agency will make its first award to a whistleblower as part of the Commission’s W... Read more
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