Our firm is handling a tremendous number of claims for investors who have been damaged because of wrongdoing. Investors who lose money as the result of negligence or fraud by their broker may be eligible to recover their losses through arbitration governed by the Financial Industry Regulatory Authority (FINRA). Some types of claims that may result in financial awards to investors include:
Arbitration claims can involve all types of investments, including stocks, bonds, annuities, and mutual funds. Most investor claims against brokers or financial advisors are required to be brought in arbitration before FINRA. The typical case takes about one year to complete and is decided at a hearing before either one or three arbitrators, depending on the size of the claim. If you want more information on this subject contact Scarlette Tuley or Archie Grubb at 800-898-2034 or by email at Scarlette.Tuley@beasleyallen.com or Archie.Grubb@beasleyallen.com.
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